Elizabeth Warren, Others Propose ‘Ultra-Millionaire’ Tax 
Merrill Lynch Ramps Up Wealth Unit as Rich Clients Flock to Florida 
RIA CapWealth Takes on SEC Over 12b-1 Disclosures 
The States Where Residents Shoulder the Highest and Lowest Tax Burdens 
After a Roller Coaster Year, What’s Next for Small Caps? Elizabeth Warren, Others Propose ‘Ultra-Millionaire’ Tax
(Bloomberg) — Senator Elizabeth Warren, joined by Representatives Pramila Jayapal and Brendan Boyle, proposed a…
Merrill Lynch Ramps Up Wealth Unit as Rich Clients Flock to Florida
(Bloomberg) — Bank of America Corp.’s wealthiest clients are flying south to Florida. It’s…
RIA CapWealth Takes on SEC Over 12b-1 Disclosures
The principal of a Franklin, Tenn.-based investment advisory firm is pushing back on the Securities and Exchange Commission,…
The States Where Residents Shoulder the Highest and Lowest Tax Burdens
When the topic of taxes is broached, income tax (often rightly) tends to hog the…
After a Roller Coaster Year, What’s Next for Small Caps?
In a year with so much sorrow met by equal amounts of quiet heroism, it…
Nine Must Reads for the CRE Industry (Feb. 27, 2021)
BentallGreenOak entered into an agreement to acquire Metropolitan Real Estate from The Carlyle Group, reports…
Mark Carney’s Net-Zero Claim Confounds Climate Experts
(Bloomberg) — Mark Carney, a leading figure behind this year’s global climate talks, has sparked concern…
Calif. AG Says Live Chat Service Gave Unregistered Investment Advice
A Beverly Hills, Calif.-based live chat service giving investment advice operated without licensing for years,…
Regulatory Risks Escalate When Firms Fail to Record Video Conferences
How often do you and your colleagues hold virtual meetings using a video conferencing platform?…
Tips from the pros “ING” Trusts Aren’t For Everyone
The so-called “ING” trust1 has played an important role in estate planning for the last…